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Consolidated Consultants Co. Providing nationwide referrals of expert witness services and medical expert witness services to attorneys and insurance companies.
CCc provides FREE nationwide referrals of Expert Witness services and Medical Expert Witness services. We are focused on providing complimentary first-rate referrals of expert witness services to attorneys and insurance companies. Browse our Expert Witness directory consisting of over 10,000 broad-based Expert Witness and Medical Expert Witness fields to find that perfect expert.
Consolidated
Consultants Co.
289 Church Ave.
Chula Vista, CA 91910
(619) 422-5559
(800) 683-9847
fax (619) 422-8101
info@freereferral.com
Securities Derivatives Futures Expert Witness
Securities Derivatives Futures Expert Witness, Commodity Futures Expert Witness, NYSE Expert Witness, NASD Expert Witness, NFA Expert Witness, training Expert Witness, marketing Expert Witness, trading of capital and derivative markets Expert Witness, real time trading/funded accounts Expert Witness, brokers trainer Expert Witness, compliance procedures Expert Witness, corporate finance underwriting Expert Witness, private placement Expert Witness, merger Expert Witness, divestive Expert Witness, arbitration Expert Witness, Variable Annuities Expert Witness, Annuities Expert Witness
Expert Witness No.697
Illinois
Experience
’69, Merrill Lynch Pierce Fenner & Smith
’73, Loewi & Company
Blunt, Ellis & Loewi Incorporated - ( Merger / Name Change )
’88, Kemper Securities Corporation - (Successor firm to B.E.L))
Investors Fiduciary Corporation - (affiliated trust company)
’91, London Investment Trust (“LIT”)
’94, Internationale Nederlanden Gruppe (“ING”) / Baring Bros.
’97, LIT Division of Speer Leeds & Kellogg
NYSE / NASD Registered Representative
NFA Associated Person / Branch Manager
NYSE Branch Office Manager
NASD Principal
Regional Manager - recruiting, training, marketing & supervision of Registered
Representatives
Executive Vice President, Kemper Securities Corp. - divisional / P & L responsibility
Chairman - Investors Fiduciary Corporation (Trust Company)
Executive Director Correspondent Services - order execution / clearing, omnibus &
fully-disclosed services
Consultant to major Japanese & Korean institutions - instructed key employees in
year-long courses in trading of capital & derivative markets - (real-time trading with
funded accounts)
Instructor - Trained more than 500 stock & futures brokers
Contributed to / wrote Compliance & Procedures Manuals; Implemented
compliance/control systems, procedures
Corporate finance - underwriting, private placement, merger / divestiture / acquisition
Former Director
National Futures Association (self-regulatory org.)
Loewi Financial Companies Ltd. (predecessor company to Kemper, First Union),
Investors Fiduciary Corp, INTEX (First offshore electronic exchange)
Dispute Resolution Experience
NASD
Exchange
NFA and AAA arbitration
Federal Reparations Proceedings
Litigation - jury and bench trials - Federal & State. (Litigation / arbitration experience since late '70's)
Summary
Continuous employment in the Securities and Derivatives industry 1969 - 2000.
Progression of responsibilities from account executive to executive vice president,
training, managing and supervising many facets of investment and proprietary trading,
including product development / distribution; Corporate Finance.
Arbitrator
Exchanges
NFA
Appellate panelist
Former Memberships
Chicago Board of Trade
Chi. Mercantile Exchange
Chi. Board Options exchange
Int’l Monetary Market
Intex, MCE
Association of Certified Fraud Examiners (Securities)
Registrations
S-3 Commodity Futures)
S-7 (General Securities)
S-8 (Sales Supervision)
S-8BM (NYSE Branch Office Manager)
S-24 (Securities Principal)
S-52 (Municipal)
S63 (States Blue Sky)
(All granted 1969 thru 1980)